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News headlines, 92 |
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Ninjas, 109-111 |
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Obscene remarks, 190 |
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Obvious error rule, 184 |
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Occasional windfalls, 73, 74 |
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OCT, 169 |
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On-line trading, 18 |
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Open outcry, 162 |
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Opening trading strategies, 117-119 |
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Order clerks, 182-184 |
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Order Confirmation Transaction Service System (OCT), 169 |
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Order handling rules, 24, 68, 161-163 |
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Order-size limitations, 32, 33 |
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Overnight positions, 104-106 |
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Paltrow, Scott, 205 |
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Paper trading, 48, 49 |
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Paperwork, 64 |
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Parameter traders, 71 |
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"Pathetic" message, 204-206 |
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Payment for order flow, 13, 156-160 |
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Personality traits, 38-41, 121 |
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Powell, Colin, 117 |
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Price fixing, 142, 143 |
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Price information, 96 |
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Price rigging, 154-156 (See also SEC consent agreement, SEC remedial measures) |
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Price transparency, 27 |
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Pricing convention, 142, 143, 200 |
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Professional trading accounts, 197-199 |
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Program trading, 188 |
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PTA rule, 197-199 |
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Recent price movement, 97 |
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Refusal to trade, 199 |
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Regulation T, 42 |
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Regulatory jobs, 189 |
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Retirement fund money, 124 |
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Return trade courtesy, 209 |
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Ribbon (Nasdaq Level II screen), 9 |
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Risk, 57-60 |
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Rockefeller Center, 129 |
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Rothschild, Baron, 95 |
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Rudman Committee, 176 |
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Rules for success, 134 |
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Scared money, 126, 127 |
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SEC consent agreement, 140-144 |
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SEC findings, 213, 214 |
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SEC investigation, 190, 207 |
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SEC remedial measures, 144-147 |
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Sector trading, 111, 112 |
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Security Traders Association (STA), 185, 204 |
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Selection of stocks, 123-125 |
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Selective refusal to trade, 199 |
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SelectNet, 10, 201, 203 |
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Self-confidence, 38, 39 |
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Self-test, 35, 36 |
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Selling short, 106, 107, 112 |
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Shakespeare, William, 132 |
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Sharing information/cooperating, 210, 211 |
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Sharpshooters, 71, 72 |
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Short sales, 106, 107, 112 |
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Simaan-Whitcomb study, 110, 155, 156 |
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Simpson, O.J., 187 |
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Small order execution system (SOES), 5, 6, 169 |
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Smith, Adam, 162 |
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Social Security pyramid, 124 |
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SOES, 5, 6, 169 |
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SOES ahead, 179, 180 |
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SOES bandit, 143, 177 |
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SOES Sucks buttons, 190 |
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SOES trading (see DAET) |
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SOES withdrawal, 194 |
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Sorting program, 95, 96 |
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Specialists, 70, 71 |
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